FundPro Dashboard - (9/3/23)

Welcome! Small programming update - The Back Office is now FundPro!

Look out for new features over the coming weeks/months, and as always reply to this email if you have any suggestions/questions/comments for me.

On to this week’s news..

• Understanding the New Private Fund Adviser Reforms from the SEC - The Catalyst Group

• A Guide to The SEC’s New Private Fund Adviser Rule Amendments - Gen II (gen2fund.com)

• SEC Finalizes Extensive Private Fund Reforms | FORVIS

• SEC Rules Impose New Disclosure and Audit Requirements on Private Fund Advisers – What You Need to Know - Anchin

• Private Equity Advisor-SEC 2023 Release (aifundservices.com)

• Acquisition of Abel Noser Solutions by Trading Technologies Now Complete - Traders Magazine

• A Collective Journey to Cloud in Asset Management (citisoft.com)

• The CFO's new playbook: agility, collaboration, and data-driven decisions (vareto.com)

• Evanston Capital Management - Capital Allocators with Ted Seides

• The Importance of a NetSuite Health Check | E78 Partners

• Annual Attestation Anxiety: A Guide To Supervisory Reviews - Turnkey Trading Partners

• Carrier Data Exchange – Harder than You Thought? (ssctech.com)

• ELTIF Amendments: Reviving Europe’s Long-Term Investment Focus (bnymellon.com)

• Cap intro, pricing and technology relative laggards in fund services - Global Custodian

• Impacts of the Initial Adoption of CECL | CLA (CliftonLarsonAllen) (claconnect.com)

• Financial Services in an Era of Discontinuities | Deloitte US

• The Role of Margin Management in Reducing the Cost of Trading (cassinisystems.com)

• Active Risk Alert: Traders Targeted via WinRAR Vulnerability | ACA Group (acaglobal.com)

• Investment Management & Funds Regulatory Update - August 2023 | Davis Polk

• Regulatory Impact on Smaller Firms | Bernadette Murphy Insights (vigilantllc.com)

• Latest round of SEC and CFTC e-comms enforcement: what you need to know (iqeq.com)

• Leveling up your compliance program got easier, thanks to Mary Shirley – Global Relay Intelligence & Practice

• Plan a Better Compliance Budget: Here’s How | Corporate Compliance Insights

• SEC.gov | SEC Directs Equity Exchanges and FINRA to Improve Governance of Market Data Plans

• ABA Webinar: Tech Innovation and AI - Managing Risk in the Rapidly Evolving Landscape - Treliant

• SEC chief accountant urges auditors, management widen scope on risk | Premium | Compliance Week

• Fund administrator charged for missing red flags - Bovill

• Shielding Executives from the Digital Storm | Nardello & Co. | We Find Out (nardelloandco.com)

• SEC Adopts Final Private Fund Adviser Rules | White & Case LLP (whitecase.com)

• U.S. Department of Labor Proposes to Significantly Raise the Salary Threshold for Exempt Employees | Sullivan & Cromwell

• Cabinet News & Views (cadwalader.com)

• Data Minimization as a Cybersecurity Strategy | Treasury & Risk (treasuryandrisk.com)

• What is Social Engineering? (align.com)

• Regulators throw the book at Goldman Sachs and Citigroup for recordkeeping failures (globalrelay.com)

• Hedge Fund CFO and CCO Perspectives on Adopting the Right SEC Cybersecurity Compliance Approach - Agio

• Tier One Bank Fined by CFTC for Second Time in a Year for Record Keeping Failures (steel-eye.com)

• CVE-2023-2868: Barracuda and FBI Recommend Replacing Email Security Gateway (ESG) Devices Immediately - Blog | Tenable®

• Navigating Success: The Crucial Role of Data Management in the Middle Office - Indus Valley Partners (ivp.in)

• How to Build & Use Flash Reports for High Value: A Leader's Guide | Paro

• Endpoint, Identity and Cloud | Top Cyber Attacks of 2023 (So Far) - SentinelOne

• Is that Microsoft email actually a phishing attack? | Tribeca IT (tribeca-it.com)

• The Importance of Cybersecurity For Financial Institutions | Redpoint Cybersecurity

• Hacker group compromises MSSQL servers to deploy FreeWorld ransomware | CSO Online

• Live Cyber Threat Map | Check Point

• Google Mandiant Adds Additional Cybersecurity Services Using AI - Security Boulevard

• Tesla Lost their CFO – How and When this Will Happen to You (cfoselections.com)

• SEC Adopts Reforms Aimed at Enhancing Private Investment Transparency and Investor Protection - Cambridge Associates

• D. E. Shaw Launches Another New Fund (institutionalinvestor.com)

• Institutional Investor Fundraising News (dakota.com)

• Responsiveness Nearly as Important as Performance in Cultivating Advisor Satisfaction - ISS Market Intelligence

• Manager Intelligence and Market Trends - August 2023 (bfinance.com)

Thanks for reading!

- The Fund Pro