FundPro Dashboard - (9/10/23)

Welcome! This week’s updates below:

• Strategically Balancing Risk in Collateralized FX Margin Trading (ssctech.com)

• Understanding the New Private Fund Adviser Reforms from the SEC - The Catalyst Group

• Bloomberg expands Terminal to make alternative data accessible alongside traditional financial data - The TRADE

• Turning T+1 Worry Into Opportunity - Traders Magazine

• More Intelligence Needed in Asset Management (citisoft.com)

• Move beyond financials for a better bottom line (vareto.com)

• Proprietary Trading Report Q3 2023 - Acuiti

• Aligning culture with the bottom line | Insights | Heidrick & Struggles

• Green Key Unlocked: How to Succeed in Payroll Management (greenkeyllc.com)

• Technology upgrades can boost productivity, AUM, and revenue | SEI (seic.com)

• Managing market data costs, capabilities and technology | EY - US

• SEC has increased its focus on private fund advisers | Grant Thornton

• IRS Proposes Rules for Digital Asset Tax Reporting | BDO

• The Relationship Between Turnover and Internal Control Weaknesses | CLA (CliftonLarsonAllen) (claconnect.com)

• Common challenges and key considerations when using or reviewing a SOC report - Baker Tilly

• Transaction cost analysis: Has transparency really improved? (bfinance.com)

• ISS LiquidMetrix Expands Relationship with FlexTrade to Deliver Pre-Trade Planner Service (issgovernance.com)

• Market Makers – What You Should Know | ACA Group (acaglobal.com)

• Risk Alert for Investment Advisers | SEC Releases (vigilantllc.com)

• U.S. SEC adopts private fund reforms - IQ-EQ (iqeq.com)

• FASB says companies will use ‘fair-value’ accounting to report crypto holdings – Global Relay Intelligence & Practice

• IRS announces sweeping effort to restore fairness to tax system | Internal Revenue Service

• SEC.gov | SEC Charges Privately Held Monolith Resources for Using Separation Agreements that Violated Whistleblower Protection Rules

• A day in the life of an MLRO | Article | Compliance Week

• Detecting insider trading violations: A review of firm’s processes (nrs-inc.com)

• Sanctions Guide - September 2023 - Alaco (alacosanctions.com)

• Cyber Intelligence Briefing: 8 September 2023 (s-rminform.com)

• Seward & Kissel releases third edition of SMA Snapshot Report - Seward & Kissel LLP (sewkis.com)

• SEC’s New Private Fund Adviser Rules Webinar | Events | Kirkland & Ellis LLP

• SEC Releases Risk Alert on EXAMS Process | Akin Gump Strauss Hauer & Feld LLP

• Cabinet News & Views (cadwalader.com)

• Everything You Need to Know About the SEC’s New Cybersecurity Rules | Corporate Compliance Insights

• Insights from Hedge Fund CTOs: Cracking the Code of Hybrid Workforce Management - Agio

• Cyber Incident Simulations: Training Like It’s Real, So Security Teams Are Ready When It Is | Darktrace Blog

• Understanding the Impact of Ransomware as a Service | Secureworks

• Why prices are still going up when companies are spending less (vendr.com)

• Generative AI meets its new boss: The CEO - Digitally Cognizant

• Embracing the Move to PSAK 71 | Clearwater Analytics

• The Good, the Bad and the Ugly in Cybersecurity - Week 36 - SentinelOne

• Balancing the Risks and Rewards of Large Language Models like ChatGPT (abacusgroupllc.com)

• Browse and Download Safely with Zero Trust Web Access | Forcepoint

• Emerging cyber threats in 2023 from AI to quantum to data poisoning | CSO Online

• Tennis, Anyone? A Former Star Applies Lessons From the Sport to Private Equity (institutionalinvestor.com)

• Fundraising News (dakota.com)

Thanks for reading!

- The Fund Pro