The Back Office - Weekly Update (7/9/23)

Welcome! This week’s news and views below:

• Financial Analytics – Choosing a Better Path (ssctech.com)

• Challenges for Organizations Creating Digital Custody Propositions | State Street

• Blog: How M&A helped transform Apex Group into a data-driven services company

• Selecting a third-party AIFM provider (ocorian.com)

• RBC Investor Services realigns and rebrands (globalcustodian.com)

• Fund services evolve to meet the growing demands of private equity in China - Intertrust Group

• Memorandum of Understanding on Cooperation in Financial Services finally signed between the UK and EU | White & Case

• FTC and DOJ Propose Dramatic Expansion of HSR Filings’ Scope | Insights | Skadden, Arps, Slate, Meagher & Flom LLP

• FRB Governor Recommends Circumspect Approach to Bank Regulatory Reform | Global Financial Regulatory Blog

• Cabinet News & Views (cadwalader.com)

• Remarks of SEC Enforcement Director on Cyber Resilience | WilmerHale

• New CIMA Rule on Corporate Governance for Regulated Entities – what you need to know - Waystone

• Vigilant Monthly Newsletter | June 2023 (vigilantllc.com)

• Creating a Culture of Compliance – CSC (cscglobal.com)

• From losses to litigation: Client’s lawsuit against broker explained – Global Relay Intelligence & Practice

• Treliant Takeaway…Proposed Mandate to Require Large Banks to Have a Chief Risk Officer - Treliant

• Britt Harris Lands at Texas Permanent School Fund Following UTIMCO Departure (institutionalinvestor.com)

• Come on Down, Fund Managers—the Price Is Right (issgovernance.com)

• Fundraising News (dakota.com)

• Retail boost is driving volumes off-exchange, Liquidnet finds - The TRADE

• Generali set to become one of Europe’s biggest asset managers through US-based Conning acquisition - The TRADE

• Trading Desks Should Embrace Technology to Improve Buy Side Performance - Traders Magazine

• 206(4)-9: An Update On the SEC's Cybersecurity Regulations From Hell | MTradecraft

• Time to prepare for the quantum security crisis - Digitally Cognizant

• Enhance OTC Reconciliation Efficiency - Indus Valley Partners (ivp.in)

• A Guide to Separately Managed Accounts (SMAs) | Clearwater Analytics

Thanks for reading,

-B.O.G