The Back Office - Weekly Update (6/4/23)

Welcome! This week’s news and views below:

• Opportunities for RPA and a Digital Workforce in Family Offices (ssctech.com)

• Is your fund’s back office ready for multi-cloud? Five reasons why it is the future of fund administration - Citco

• Improving Cash Yields: Direct Treasuries Trading | State Street

• Regulatory: Q1 2023 Global Regulatory Update (apexgroup.com)

• Canada and US top targets for alternative assets fund raising in 2023 (ocorian.com)

• SEC Settles Charges with Registered Investment Adviser over Valuation Policies and Procedures (sewkis.com)

• Advanced Issues in Private Funds 2023 (friedfrank.com)

• Do Not Delete: SEC and DOJ Send Serious Messages on Preserving Ephemeral Communications | Insights | Holland & Knight (hklaw.com)

• Investment Management Regulatory Update - May 2023 | Davis Polk

• Global Regulators React to Banking Sector Turbulence (lw.com)

• Cabinet News & Views (cadwalader.com)

• SEC Adopts Significant Form PF Amendments | Insights | Sidley Austin LLP

• What to consider when changing fund administrator - Waystone

• Tip for Updating Your Compliance Program: Shareholder Reporting Requirements and Amendments to Advertising Rules | ACA Group (acaglobal.com)

• Vigilant Monthly Newsletter | May 2023 (vigilantllc.com)

• U.S. private fund managers: new proxy voting reporting requirements - IQ-EQ (iqeq.com)

• What behavioral science teaches us about compliance – Global Relay Intelligence & Practice

• Why One Endowment Is Taking an Unorthodox Approach to Hedge Funds | Institutional Investor

• What the New Disclosures Say About Pay vs Performance (issgovernance.com)

• Consensus Emerges in Industry Reaction to SEC Stock Trading Overhaul - FlexTrade Systems » FlexTrade Systems

• CsuiteNewsletterMay2023.pdf (jefferies.com)

• TD and Cowen’s prime brokerage and outsourced trading unit agree to part ways - The TRADE (thetradenews.com)

• Staying On the Cutting Edge Is a Challenge For Broker-Dealers - Traders Magazine

• How Are You Thinking About Cash in a Rising Interest Rate Environment? » Arcesium

• Empowering Hybrid Work: Trading Platform's Role (iongroup.com)

• How finance leaders should think about emerging technology (vareto.com)

• A Cash Management Guide to Money Market Funds (rho.co)

• Ensuring Responsible Usage of ChatGPT: A Call to Action for all Financial Service Firms - Agio

• Compliance Fatigue – Reducing risk by improving employee well-being (steel-eye.com)

• Prevent cybersecurity breaches and keep your data safe | Linedata

• The Shrinking Separation of IT and OT in Security | Secureworks

Thanks for reading,

-B.O.G